Skip to main content
Chapter 5

The Black-Scholes Model: The Standard for Option Pricing

#Black-Scholes Model#Volatility#Interest Rate#Time to Maturity

Black-Scholes Model: A Revolution in Option Pricing

Published in 1973 by Fischer Black and Myron Scholes, this model provided a mathematical answer to the question: “What is a fair price to pay for a complex right?“

1. The Core Idea: The Risk-Free Portfolio

The foundation of the Black-Scholes model is Replication. The logic is that by mixing options and stocks in the right proportions, one can create a ‘risk-free portfolio’ whose value doesn’t change regardless of how the stock price moves. Therefore, the return on this portfolio must equal the risk-free interest rate (rr).

2. The Five Key Variables of Option Pricing

In the Black-Scholes formula, the option price (CC or PP) is determined by the following five variables:

Option Pricing Variables and Their Impact

VariableMeaningCall Option ImpactPut Option Impact
Stock Price (S)Current price of the underlying assetIncrease (+)Decrease (-)
Strike Price (K)Pre-determined exercise priceDecrease (-)Increase (+)
Time to Maturity (T)Time remaining until expirationIncrease (+)Increase (+)
Volatility (σ)Degree of price fluctuationIncrease (+)Increase (+)
Interest Rate (r)Risk-free market interest rateIncrease (+)Decrease (-)

3. The Logical Flow of Pricing

The Black-Scholes price is derived through the following stochastic process:

1
Lognormal Assumption

Assume that the log-returns of stock prices follow a normal distribution.

2
Calculate d1 and d2

Convert the relationship between stock price and strike price into standardized values.

3
Apply Cumulative Distribution

Use standard normal distribution tables to find the probability of exercise.

4
Discount Present Value

Bring the pre-determined strike price back to its present value.


💡 Professor’s Tip

‘Volatility (σ\sigma)’ is the only variable in the Black-Scholes formula that cannot be directly observed in the market. Therefore, we often plug the current market option price into the formula to extract the ‘Implied Volatility’. This is the core concept behind the Fear Index (VIX).

🔗 Next Step